-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DLGxCR4lojzm/nTKs8zwZncjdQidz4rOTc+mkRBAgLUL8mq0y/YjVB//qpFgsOkq YOoO2UmD6VEsi+n+HfZiaQ== 0000950144-01-003017.txt : 20010224 0000950144-01-003017.hdr.sgml : 20010224 ACCESSION NUMBER: 0000950144-01-003017 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHTRONICS INC /GA CENTRAL INDEX KEY: 0001018871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 582210668 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-58413 FILM NUMBER: 1551433 BUSINESS ADDRESS: STREET 1: 1841 WEST OAK PARKWAY STREET 2: SUITE A CITY: MARIETTA STATE: GA ZIP: 30062 BUSINESS PHONE: 7704190691 MAIL ADDRESS: STREET 1: 425 FRANKLIN RD STREET 2: SUITE 545 CITY: MARIETTA STATE: GA ZIP: 30067 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARLICK JOHN F CENTRAL INDEX KEY: 0001106691 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O HEALTHTRONICS INC STREET 2: 425 FRANKLIN ROAD SUITE 545 CITY: MARIETTA STATE: GA ZIP: 30067 BUSINESS PHONE: 8004643795 MAIL ADDRESS: STREET 1: C/O HEALTHTRONICS INC STREET 2: 425 FRANKLIN ROAD SUITE 545 CITY: MARIETTA STATE: GA ZIP: 30067 SC 13G/A 1 g67221sc13ga.txt HEALTHTRONICS, INC. / JOHN WARLICK 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Information Statement pursuant to Rule 13d-1 and 13d-2 HealthTronics, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 42222L-10-7 - -------------------------------------------------------------------------------- (CUSIP Number) 2 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS JOHN WARLICK -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 1,031,400 Shares including 1,027,400 Shares held in SHARES spouse's name and 3,000 shares held by reporting BENEFICIALLY person as custodian for his children. OWNED BY EACH -------------------------------------------------------------- REPORTING 6. SHARED VOTING POWER PERSON WITH None -------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 1,031,400 Shares including 1,027,400 Shares held in spouse's name and 3,000 shares held by reporting person as custodian for his children. -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER None -------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,031,400 Shares including 1,027,400 Shares held in spouse's name and 3,000 shares held by reporting person as custodian for his children. -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.4% -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN --------------------------------------------------------------------------------
3 ITEM 1. (A) NAME OF ISSUER HealthTronics, Inc. Item 1. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 1841 WEST OAK PARKWAY, SUITE A MARIETTA, GEORGIA 30062 ITEM 2. (A) NAME OF PERSON FILING. JOHN WARLICK ITEM 2. (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE. 512 KNOLL POINTE PARKWAY WOODSTOCK, GEORGIA 30189 ITEM 2.(C)CITIZENSHIP. UNITED STATES OF AMERICA. ITEM 2(D) TITLE OF CLASS OF SECURITIES. COMMON STOCK, NO PAR VALUE ITEM 2(E) CUSIP NUMBER 42222L-10-7 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-A (B) OR A3D-2 (B) CHECK WHETHER THE PERSON FILING IS A: NOT APPLICABLE ITEM 4. OWNERSHIP (a) Amount beneficially owned by reporting person as of December 31, 2000: 4 1,031,400 Shares including 1,027,400 Shares held in spouse's name and 3,000 shares held by reporting person as custodian for his children. (b) Percent of Class 9.4% (c) Number of shares as to which such person has (see notes): (i) Sole power to direct the vote: 1,031,400 shares(1)(2) (ii) Shared power to vote or direct the vote: None (iii) Sole power to dispose or direct the disposition of: 1,031,400 shares(1)(2) (iv) Shared power to dispose or direct the disposition of: None NOTES: (1) includes 1,027,400 Shares held in spouse's name. (2) includes 3,000 shares held by reporting person as custodian for his children. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. 5 Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2001 /s/ John Warlick - ---------------- (Signature) John Warlick - ---------------- (Name/Title) Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----